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Plug-and-Play Policy Planner for Large Language Model Powered Dialogue Agents

Project Overview

The document explores the integration of generative AI in education through the development of a Plug-and-Play Dialogue Policy Planner (PPDPP), which enhances the capabilities of large language model (LLM)-powered dialogue agents. By employing supervised fine-tuning and reinforcement learning, the PPDPP improves dialogue policy planning for various applications, including negotiation, emotional support, and tutoring. Experimental findings reveal that the PPDPP significantly surpasses current methods in meeting conversational goals both effectively and efficiently. A key application highlighted is the use of AI in emotional support dialogues, where different conversation frameworks are utilized to offer therapeutic assistance. These frameworks demonstrate how AI can aid in emotional processing, providing reassurance and coping strategies for individuals experiencing job insecurity and anxiety. Overall, the document underscores the potential of generative AI to enhance educational experiences and emotional well-being through structured dialogue management and personalized interaction.

Key Applications

Generative AI Frameworks for Dialogue and Emotional Support

Context: Utilized in educational, therapeutic, and counseling settings to provide proactive dialogues for negotiation, emotional support, and tutoring scenarios, particularly for individuals experiencing anxiety and job insecurity.

Implementation: Implemented a training framework utilizing supervised fine-tuning and reinforcement learning through self-play simulations, guiding therapists and educators in structuring conversations to provide emotional support, coping strategies, and tutoring assistance.

Outcomes: Demonstrated improved adaptability and efficiency in achieving dialogue goals, enhanced emotional processing, reassurance, and development of coping strategies for patients facing anxiety, particularly related to job loss.

Challenges: Ensuring natural, empathetic responses from AI, the need for continuous improvement in understanding emotional nuances, and issues with traditional dialogue policy planning methods including limited transferability and evaluation metrics.

Implementation Barriers

Technical Barrier

Existing dialogue policy planning methods lack transferability and require extensive iterations for new cases. Additionally, generative AI may struggle with the nuances of human emotion and the complexity of emotional support.

Proposed Solutions: Introducing a tunable language model plug-in to enhance adaptability without the need for retraining entire systems. Continual training of AI models with diverse emotional data and user feedback to enhance empathetic responses.

Evaluation Barrier

Current evaluation metrics do not adequately assess the effectiveness of dialogue agents over multi-turn conversations.

Proposed Solutions: Developing interactive evaluation protocols that assess both success rate and average turn count in achieving goals.

Ethical Barrier

Concerns about data privacy and the ethical implications of using AI in sensitive emotional contexts.

Proposed Solutions: Implement strict data handling protocols and transparency about AI use in emotional support and counseling.

Project Team

Yang Deng

Researcher

Wenxuan Zhang

Researcher

Wai Lam

Researcher

See-Kiong Ng

Researcher

Tat-Seng Chua

Researcher

Contact Information

For information about the paper, please contact the authors.

Authors: Yang Deng, Wenxuan Zhang, Wai Lam, See-Kiong Ng, Tat-Seng Chua

Source Publication: View Original PaperLink opens in a new window

Project Contact: Dr. Jianhua Yang

LLM Model Version: gpt-4o-mini-2024-07-18

Analysis Provider: Openai

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